Corporate, Securities & Regulatory Law

The Corporate, Securities & Regulatory attorneys at Greer, Herz & Adams, LLP are the trusted advisors to large publicly traded companies, small businesses, entrepreneurs, nonprofit entities, health care providers, and special purpose entities throughout the Gulf Coast and across the United States.

This trust has been earned through years of extensive experience advising directors, board committees and officers on matters crucial to corporations, limited liability companies, partnerships, joint ventures, broker-dealers, mutual funds and professional associations. Our clients rely on the counsel of Greer Herz attorneys when facing complex legal issues involving:

  • Corporate formation;
  • Corporate governance;
  • Fiduciary duties;
  • General corporate matters;
  • Securities and Exchange Commission compliance;
  • NASDAQ Stock Market compliance;
  • Insurance laws and regulation;
  • Ethics policies and programs;
  • Restructurings and reorganizations;
  • Mergers and acquisitions;
  • Divestitures;
  • Business terminations;
  • Corporate and commercial contracts; and
  • Confidentiality and noncompete agreements

The attorneys at Greer Herz also counsel banks, insurance companies, broker-dealers, investment advisors, mutual funds, nonprofit entities and small businesses in regulatory compliance matters, including:

  • Registration and licensing;
  • Reporting obligations;
  • Formations;
  • Examinations;
  • Requests for exemptive relief; and
  • Privacy and data security matters.