Corporate, Securities & Regulatory Services Law Firm

The Corporate, Securities & Regulatory Services attorneys at Greer, Herz & Adams, LLP are the trusted advisors of large publicly traded companies, small businesses, entrepreneurs, non-profit entities, health care providers, and special purpose entities throughout the Gulf Coast and across the United States.

This trust has been earned through years of extensive experience advising directors, committees and officers on matters crucial to corporations, limited liability companies, partnerships, joint ventures, broker-dealers, mutual funds and professional associations. Our clients rely on the counsel of GH&A attorneys when facing complex legal issues involving:          

  • Corporate formation
  • Corporate governance
  • Fiduciary duties
  • General corporate matters
  • Securities and Exchange Commission compliance
  • NASDAQ Stock Market compliance
  • Insurance laws and regulation
  • Ethics policies and programs
  • Restructurings and reorganizations
  • Mergers and acquisitions
  • Divestitures
  • Business terminations
  • Corporate and commercial contracts
  • Confidentiality and non-compete agreements

The attorneys at GH&A also counsel banks, insurance companies, broker-dealers, investment advisors, mutual funds, non-profit entities and small businesses in regulatory compliance matters, including:

  • Registration and licensing
  • Reporting obligations
  • Formations
  • Examinations
  • Requests for exemptive relief
  • Privacy and data security matters.

For more information on our Corporate, Securities & Regulatory Services Law practice, please contact one of the attorneys below today:

Gregory S. Garrison

Sean A. Monticello

Christopher M. Lamm